Parents play an integral role in the special education process. When, for any number of reasons, a parent is not available to participate in this process, the IDEA has procedures in place to ensure a child’s rights are represented. These procedures involve the appointment of a “surrogate parent.”
34 C.F.R. § 300.30 Parent
(1) A biological or adoptive parent of a child;
(2) A foster parent, unless State law, regulations, or contractual obligations with a State or local entity prohibit a foster parent from acting as a parent;
(3) A guardian generally authorized to act as the child’s parent, or authorized to make educational decisions for the child (but not the State if the child is a ward of the State);
(4) An individual acting in the place of a biological or adoptive parent (including a grandparent, stepparent, or other relative) with whom the child lives, or an individual who is legally responsible for the child’s welfare; or
(5) A surrogate parent who has been appointed in accordance with §300.519 or section 639(a)(5) of the Act.
(b) (1) Except as provided in paragraph (b)(2) of this section, the biological or adoptive parent, when attempting to act as the parent under this part and when more than one party is qualified under paragraph (a) of this section to act as a parent, must be presumed to be the parent for purposes of this section unless the biological or adoptive parent does not have legal authority to make educational decisions for the child.
(2) If a judicial decree or order identifies a specific person or persons under paragraphs (a)(1) through (4) of this section to act as the “parent” of a child or to make educational decisions on behalf of a child, then such person or persons shall be determined to be the “parent” for purposes of this section.
Although not specifically defined in federal or state law, a surrogate parent for special education is generally understood to be an adult, other than the parent, who has been appointed to make educational decisions for a child who may be or who has been determined eligible for special education and related services. A surrogate parent shall be appointed when one of the following conditions exists:
No parent, as defined in 34 C.F.R. § 300.30, can be identified;
The school cannot determine the parent’s whereabouts after having made reasonable attempts;
The child is a ward of the state, as defined in 20 U.S.C. § 1402(36), and no parent can be identified or the parent’s whereabouts are unknown;
The child is an unaccompanied youth as defined in the McKinney-Vento Homeless Assistance Act.
Surrogate parents are individuals appointed to act as the parent in making special education decisions for a child. The surrogate parent represents the child in every step of the special education process, including all matters relating to the identification, evaluation, and the educational placement of the child. The surrogate parent actively participates in the Multidisciplinary Evaluation Team (MET) and Individualized Education Program (IEP) meetings and works with the child’s school to ensure that he or she receives a free appropriate public education (FAPE).
The following list represents a sampling of the activities in which surrogate parents may be involved:
giving or refusing consent for the initial evaluation, reevaluations, and initial placement of the child in special education
reviewing all educational records and reports relating to the child
participating in and contributing to the child’s evaluation, eligibility determination, and special education placement
participating in the IEP process (e.g., providing input to develop, review, or revise a child’s special education program)
initiating mediation, a written complaint, and/or a due process hearing when disputes arise concerning the identification, evaluation, placement, or provision of a free appropriate public education of a child that cannot be resolved at the local level.
A surrogate parent must:
possess knowledge and skills that will ensure adequate representation of the child, as determined by the Arizona Department of Education (ADE)
have a valid fingerprint clearance card issued by the Arizona Department of Public Safety.
A surrogate parent may not:
be an employee of the State Educational Agency, the child’s school, or any agency that is involved in the education or care of the child
have any interests that would conflict with the best interest of the child.
Surrogates are appointed by the Arizona Department of Education from a list of qualified volunteers. In order to be placed on the list, the individual wishing to serve as a surrogate parent should:
Attend an Arizona Department of Education surrogate parent training.
The IDEA requires state departments of education to make reasonable efforts to ensure that surrogate parents are assigned not more than 30 days after the school determines that a child needs a surrogate parent. Arizona Revised Statutes authorizes the ADE to appoint surrogate parents, or, in the case of a ward of the state, the judge who oversees the child’s case may appoint the surrogate parent. The Exceptional Student Services (ESS) Division of ADE maintains a current list of qualified surrogate parents in a database, organized by the county in which they reside. ADE/ESS tracks and maintains copies of each surrogate parent’s valid fingerprint clearance card. Only those surrogate parents who have been trained and have provided evidence of fingerprint clearance to ADE/ESS are eligible to serve as a surrogate parent.
The Indian Child Welfare Act provides that tribes have exclusive jurisdiction over any proceedings involving a Native American child who is a ward of the tribal court, regardless where the child resides or is domiciled. Consequently, a tribal court is a court of competent jurisdiction with respect to matters involving Native American children and shall be responsible for the appointment of surrogate parents where necessary. In short, if the child is a ward of the court/State, IDEA applies and, therefore, a DCS case manager would not be allowed to act in the role of “parent.” However, if the child is a ward of the tribal court, that court is responsible for appointment of surrogate parents, which may be the case manager if the court so chooses.
It is the responsibility of the PEA to determine if a child requires a surrogate parent and obtain one if needed. Appointment of a surrogate parent is only necessary when there is no one in the child’s life who fits the IDEA definition of “parent.”
If it is determined that a surrogate parent is required, the PEA shall complete the following steps:
The PEA must have their entity administrator give them access to the surrogate application on ADE Connect before they will be able to log on.
The PEA can access the most current list of active Surrogate Parents through the ADE Connect Surrogate Application or by contacting the Surrogate Parent Program coordinator by phone or email.
Using the list provided, the PEA will contact potential surrogates and identify an individual who agrees to serve as the surrogate parent for a given child.
The PEA shall complete the Application for Surrogate Appointment on the Surrogate application on ADE Connect.
The ADE Surrogate Parent Program coordinator will verify the availability of the individual identified as the requested surrogate. A "Notice of Appointment" will be sent via email from the ADE Connect application to the PEA and the requested surrogate parent within 30 days of application approval by the Program Coordinator.
Surrogate parent appointments will remain in effect until the PEA formally notifies the ADE Surrogate Parent Program coordinator of the need to terminate the appointment for one of the following reasons:
The child’s situation changes and an individual who meets the IDEA definition of parent is now available.
The child graduates with a regular diploma.
The child ages out of the special education program.
The child is exited from special education through the evaluation process.
The child turns 18 and rights have been transferred.
The child withdraws from the PEA and leaves Arizona.
The surrogate parent is no longer able to fulfill the duties of the appointment. (In this case, the PEA is responsible for completing the process to have a new surrogate appointed.)
Formal notification is done through the completion and submission of the Notice to Terminate Surrogate Appointment. This can be found on the Surrogate Parent application on ADE Connect.
NOTE: ADE cannot terminate surrogate parent appointments made by the court. These appointments shall remain in effect until terminated by a court order.
How long do surrogate appointments last?
It will vary depending on the age and/or circumstances of the student. Occurrences such as the child’s exit from special education, the child’s turning 18, or the parent’s availability may cancel the need for a surrogate parent.
How much volunteer time would I be expected to commit to this surrogate appointment?
Volunteers are asked to review data, attend MET or IEP meetings, and respond to requests for consent from the PEA. The time may vary from one hour per month to a couple of days per month depending on the student’s needs.
What is the average number of students on a surrogate parent’s caseload?
There is no minimum or maximum. The caseload depends on the availability of the parent volunteer.
What if the child moves outside of my area?
If the child still resides in Arizona and you wish to continue, it may be possible to arrange for meetings to take place by teleconference or other means.
What happens if I’m no longer able to serve?
Contact the Surrogate Parent Program Coordinator immediately. If you are unable to serve for a period of time, we can remove your name from the list.
All school districts, charter schools, secure care facilities, and the Arizona State Schools for the Deaf and the Blind (ASDB) are required to annually administer the State Performance Plan Indicator 8 Parent Involvement Survey to parents of students with an Individualized Education Program (IEP). The survey will open on March 1 via ADEConnect Data Surveys.